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POON, WAI YAN

潘蔚茵
HKMA AF3692HKMA Relevant IndividualCurrently registered
Official HKMA record

POON, WAI YAN (HKMA registration number AF3692) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 4 authorized institutions over time.

Current Registration (6)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DBS BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesNoTEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING2019-01-15
DBS BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesNoTEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING2019-01-15
DBS BANK (HONG KONG) LIMITEDRA 6 Type 6: advising on corporate financeNoTEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING2019-01-15
DBS BANK LTD.RA 1 Type 1: dealing in securitiesNoTEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING2019-01-15
DBS BANK LTD.RA 4 Type 4: advising on securitiesNoTEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING2019-01-15
DBS BANK LTD.RA 6 Type 6: advising on corporate financeNoTEAM LEAD, SHIPPING, AVIATION, LOGISTICS AND TRANSPORTATION, CORPORATE BANKING2019-01-15

Business Address

Registered InstitutionSFC CE No.Address
DBS BANK (HONG KONG) LIMITEDAAL66411TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
DBS BANK LTD.AAC212G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.

Registration History (4)

2019-01-15 – present Current
DBS BANK (HONG KONG) LIMITED
RA 1 RA 4 RA 6
2019-01-15 – present Current
DBS BANK LTD.
RA 1 RA 4 RA 6
2016-10-31 – 2018-06-29
NATIXIS
RA 1
2011-11-05 – 2012-02-16
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
RA 1 RA 4

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF3692