SHUM, WAI MING (HKMA registration number AF1801) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DBS BANK (HONG KONG) LIMITED. Has been engaged at 3 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2017-05-10 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2017-05-10 |
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | No | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2024-09-27 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | No | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2024-09-27 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| DBS BANK (HONG KONG) LIMITED | AAL664 | 11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |
| DBS BANK LTD. | AAC212 | G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |