SHUM, WAI MING（HKMA 註冊編號 AF1801）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DBS BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。
| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|---|---|---|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | 否 | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2017-05-10 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 否 | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2017-05-10 |
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | 否 | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2024-09-27 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | 否 | RELATIONSHIP MANAGER, LIABILITIES, SME BANKING | 2024-09-27 |
| 註冊機構 | SFC CE 編號 | 地址 |
|---|---|---|
| DBS BANK (HONG KONG) LIMITED | AAL664 | 11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |
| DBS BANK LTD. | AAC212 | G/F & 18/F, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG. |