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WANG, RUI

王瑞
HKMA AF1380HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

WANG, RUI (HKMA registration number AF1380) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at DEUTSCHE BANK AKTIENGESELLSCHAFT. Has been engaged at 4 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 1 Type 1: dealing in securitiesYesHEAD OF INVESTMENT BANKING COVERAGE & ADVISORY, GREATER CHINA2023-07-12
DEUTSCHE BANK AKTIENGESELLSCHAFTRA 6 Type 6: advising on corporate financeYesHEAD OF INVESTMENT BANKING COVERAGE & ADVISORY, GREATER CHINA2023-07-12

Business Address

Registered InstitutionSFC CE No.Address
DEUTSCHE BANK AKTIENGESELLSCHAFTAAK07760/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 19 Mar 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 19 Mar 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.

Registration History (6)

2024-03-19 – present Current
DEUTSCHE BANK AKTIENGESELLSCHAFT Executive Officer
RA 1 RA 6
2023-07-12 – 2024-03-18
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2017-10-11 – 2018-10-19
DEUTSCHE BANK AKTIENGESELLSCHAFT
RA 1 RA 6
2017-03-02 – 2017-07-19
BNP PARIBAS
RA 1 RA 6
2011-12-10 – 2012-02-10
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
RA 1
2011-05-30 – 2012-02-10
ROYAL BANK OF SCOTLAND N.V. (THE)
RA 1 RA 6

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AF1380