WANG, RUI

王瑞

HKMA AF1380HKMA 有關人士現時已註冊主管人員 (EO)

WANG, RUI（HKMA 註冊編號 AF1380）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 DEUTSCHE BANK AKTIENGESELLSCHAFT 註冊進行受規管活動。歷年曾於 4 間認可機構任職。

現時註冊 Current Registration (2)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
DEUTSCHE BANK AKTIENGESELLSCHAFT	RA 1 Type 1: dealing in securities	是	HEAD OF INVESTMENT BANKING COVERAGE & ADVISORY, GREATER CHINA	2023-07-12
DEUTSCHE BANK AKTIENGESELLSCHAFT	RA 6 Type 6: advising on corporate finance	是	HEAD OF INVESTMENT BANKING COVERAGE & ADVISORY, GREATER CHINA	2023-07-12

業務地址 Business Address

註冊機構	SFC CE 編號	地址
DEUTSCHE BANK AKTIENGESELLSCHAFT	AAK077	60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 19 Mar 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission. 2 Registered Institution DEUTSCHE BANK AKTIENGESELLSCHAFT Effective Date 19 Mar 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.