Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is referenced from the SFC public register and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WAN, KENNY

尹建銘
HKMA AC9379HKMA Relevant IndividualCurrently registeredExecutive Officer
Official HKMA record

WAN, KENNY (HKMA registration number AC9379) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 5 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesYesMANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING2017-03-01
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING2017-03-01
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 9 Type 9: asset managementYesMANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING2021-04-04

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 21 Dec 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 21 Dec 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of STANDARD CHARTERED BANK (HONG KONG) LIMITED not subject to a similar condition.

Registration History (9)

2021-12-21 – present Current
STANDARD CHARTERED BANK (HONG KONG) LIMITED Executive Officer
RA 9
2020-11-16 – present Current
STANDARD CHARTERED BANK (HONG KONG) LIMITED Executive Officer
RA 1 RA 4
2021-04-04 – 2021-12-20
STANDARD CHARTERED BANK (HONG KONG) LIMITED
RA 9
2017-03-01 – 2020-11-15
STANDARD CHARTERED BANK (HONG KONG) LIMITED
RA 1 RA 4
2016-11-26 – 2017-02-14
BANK OF SINGAPORE LIMITED
RA 1
2015-05-06 – 2016-11-25
BARCLAYS BANK PLC
RA 1 RA 4
2008-09-01 – 2014-10-31
COUTTS & CO AG
RA 4
2006-11-01 – 2014-10-31
COUTTS & CO AG
RA 1
2006-05-18 – 2006-10-13
UBS AG
RA 1 RA 4 RA 9

Data referenced from the HKMA public "Register of Securities Staff of Authorized Institutions" — for reference only.
Official record：apps.hkma.gov.hk · JSON API：/api/hkma/AC9379