WAN, KENNY

尹建銘

HKMA AC9379HKMA 有關人士現時已註冊主管人員 (EO)

WAN, KENNY（HKMA 註冊編號 AC9379）為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 STANDARD CHARTERED BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 5 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構	受規管活動	主管人員	職位 Capacity	首次受聘日期
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 1 Type 1: dealing in securities	是	MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING	2017-03-01
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 4 Type 4: advising on securities	是	MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING	2017-03-01
STANDARD CHARTERED BANK (HONG KONG) LIMITED	RA 9 Type 9: asset management	是	MANAGING DIRECTOR, MARKET HEAD, PRIVATE BANKING	2021-04-04

業務地址 Business Address

註冊機構	SFC CE 編號	地址
STANDARD CHARTERED BANK (HONG KONG) LIMITED	AJI614	32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 21 Dec 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall not provide a service of managing a portfolio of futures contracts for another person. 2 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 21 Dec 2021 --> Description --> For Type 9 regulated activity, the Executive Officer shall, when actively participating in or when directly supervising the business of such activity, do so under the advice of another Executive Officer of STANDARD CHARTERED BANK (HONG KONG) LIMITED not subject to a similar condition.