LAU, VICKI WAI KI (HKMA registration number AC8942) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK JULIUS BAER & CO. LTD.. Has been engaged at 5 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK JULIUS BAER & CO. LTD. | RA 1 Type 1: dealing in securities | No | ASSOCIATE DIRECTOR | 2019-01-25 |
| BANK JULIUS BAER & CO. LTD. | RA 4 Type 4: advising on securities | No | ASSOCIATE DIRECTOR | 2019-01-25 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK JULIUS BAER & CO. LTD. | AUR302 | 39/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG. |