| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | No | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2007-07-18 |
| DBS BANK (HONG KONG) LIMITED | RA 2 Type 2: dealing in futures contracts | No | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2025-05-30 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | No | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2007-07-18 |
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | No | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2009-06-16 |
| DBS BANK LTD. | RA 2 Type 2: dealing in futures contracts | No | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2025-05-30 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | No | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2009-06-16 |