| 註冊機構 | 受規管活動 | 主管人員 | 職位 Capacity | 首次受聘日期 |
|---|
| DBS BANK (HONG KONG) LIMITED | RA 1 Type 1: dealing in securities | 否 | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2007-07-18 |
| DBS BANK (HONG KONG) LIMITED | RA 2 Type 2: dealing in futures contracts | 否 | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2025-05-30 |
| DBS BANK (HONG KONG) LIMITED | RA 4 Type 4: advising on securities | 否 | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2007-07-18 |
| DBS BANK LTD. | RA 1 Type 1: dealing in securities | 否 | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2009-06-16 |
| DBS BANK LTD. | RA 2 Type 2: dealing in futures contracts | 否 | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2025-05-30 |
| DBS BANK LTD. | RA 4 Type 4: advising on securities | 否 | TEAM HEAD, SALES & ADVISORY, CROSS ASSET-CORPORATION/INSTITUTIONS, GLOBAL FINANCIAL MARKETS | 2009-06-16 |