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LEUNG, KA FAI FRED

梁家輝
HKMA AC5530HKMA Relevant IndividualCurrently registeredExecutive Officer

LEUNG, KA FAI FRED (HKMA registration number AC5530) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at STANDARD CHARTERED BANK (HONG KONG) LIMITED. Has been engaged at 3 authorized institutions over time.

Current Registration (3)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesYesMANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS2023-04-28
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesYesMANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS2023-04-28
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 6 Type 6: advising on corporate financeYesMANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS2023-04-28

Business Address

Registered InstitutionSFC CE No.Address
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 06 May 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 06 May 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

Registration History (6)

2024-05-06 – present Current
RA 1 RA 4 RA 6
2023-04-28 – 2024-05-05
RA 1 RA 4 RA 6
2015-06-12 – 2021-01-28
RA 1 RA 4 RA 6
2014-08-04 – 2015-06-11
RA 1 RA 4 RA 6
2008-05-30 – 2013-02-04
RA 1 RA 6
2005-05-02 – 2008-05-15
ABN AMRO BANK N.V.
RA 1