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LEUNG, KA FAI FRED

梁家輝
HKMA AC5530HKMA 有關人士現時已註冊主管人員 (EO)
HKMA 官方紀錄

LEUNG, KA FAI FRED(HKMA 註冊編號 AC5530)為香港金融管理局「認可機構證券業務員工註冊紀錄冊」內的有關人士。現時於 STANDARD CHARTERED BANK (HONG KONG) LIMITED 註冊進行受規管活動。歷年曾於 3 間認可機構任職。

現時註冊 Current Registration (3)

註冊機構受規管活動主管人員職位 Capacity首次受聘日期
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 1 Type 1: dealing in securitiesMANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS2023-04-28
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 4 Type 4: advising on securitiesMANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS2023-04-28
STANDARD CHARTERED BANK (HONG KONG) LIMITEDRA 6 Type 6: advising on corporate financeMANAGING DIRECTOR, GCNA HEAD, PRIVATE CLIENT SALES, MARKETS2023-04-28

業務地址 Business Address

註冊機構SFC CE 編號地址
STANDARD CHARTERED BANK (HONG KONG) LIMITEDAJI61432ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.

註冊條件 Conditions

Registered Institution Effective Date Description 1 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 06 May 2024 --> Description --> For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance. 2 Registered Institution STANDARD CHARTERED BANK (HONG KONG) LIMITED Effective Date 06 May 2024 --> Description --> For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.

註冊紀錄 Registration History (6)

2024-05-06 – 現時 現職
RA 1 RA 4 RA 6
2023-04-28 – 2024-05-05
RA 1 RA 4 RA 6
2015-06-12 – 2021-01-28
RA 1 RA 4 RA 6
2014-08-04 – 2015-06-11
RA 1 RA 4 RA 6
2008-05-30 – 2013-02-04
RA 1 RA 6
2005-05-02 – 2008-05-15
ABN AMRO BANK N.V.
RA 1