AU, WAI MAN (HKMA registration number AC0225) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at BANK OF EAST ASIA, LIMITED (THE). Has been engaged at 7 authorized institutions over time.
| Registered Institution | Regulated Activity | Exec. Officer | Capacity | First engaged |
|---|---|---|---|---|
| BANK OF EAST ASIA, LIMITED (THE) | RA 1 Type 1: dealing in securities | No | DIRECTOR | 2023-05-13 |
| BANK OF EAST ASIA, LIMITED (THE) | RA 4 Type 4: advising on securities | No | DIRECTOR | 2023-05-13 |
| Registered Institution | SFC CE No. | Address |
|---|---|---|
| BANK OF EAST ASIA, LIMITED (THE) | AAJ165 | BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG. |