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WONG, PIK WA

黃碧華
HKMA AA1988HKMA Relevant IndividualCurrently registered

WONG, PIK WA (HKMA registration number AA1988) is a relevant individual on the HKMA Register of Securities Staff of Authorized Institutions. Currently registered to carry on regulated activities at CA INDOSUEZ (SWITZERLAND) SA. Has been engaged at 7 authorized institutions over time.

Current Registration (2)

Registered InstitutionRegulated ActivityExec. OfficerCapacityFirst engaged
CA INDOSUEZ (SWITZERLAND) SARA 1 Type 1: dealing in securitiesNoRELATIONSHIP MANAGER ASSISTANT2021-06-19
CA INDOSUEZ (SWITZERLAND) SARA 4 Type 4: advising on securitiesNoRELATIONSHIP MANAGER ASSISTANT2021-06-19

Business Address

Registered InstitutionSFC CE No.Address
CA INDOSUEZ (SWITZERLAND) SAAGM683SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.

Registration History (7)

2021-06-19 – present Current
RA 1 RA 4
2020-10-13 – 2021-03-25
RA 1 RA 4
2020-04-02 – 2020-08-31
RA 1 RA 4
2017-09-11 – 2020-03-27
RA 1 RA 4
2015-07-14 – 2017-09-08
RA 1 RA 4
2008-03-04 – 2014-07-01
RA 1 RA 4
2003-04-01 – 2006-10-03
RA 1 RA 4 RA 6