Pleiad Investment Advisors Limited
磊亞投資顧問有限公司
CE BDH770Licensed Corporation
Pleiad Investment Advisors Limited is a Hong Kong SFC licensed corporation (CE number BDH770). First licensed on 2014-06-13. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2024-12-09 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2024-12-09 |
| RA 9 | Asset Management | 提供資產管理 | 2014-06-13 |
Responsible Officers (4)
| CE No. | Name | Chinese |
|---|
| AOD538 | TANIGUCHI Masaki | 谷口正樹 |
| AWT175 | WANG Dawei | 王大蔚 |
| AWX474 | YOSHINO Michael Stephen | |
| AYS141 | LEE Kenneth Sea Leong | 李思亮 |