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SUN Yang

孫洋
CE BAL785Licensed IndividualSFO licence active
Official SFC record

SUN Yang (CE number BAL785) is an individual licensed by the Hong Kong SFC. First licensed on 2012-11-12. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePleiad Investment Advisors Limited
磊亞投資顧問有限公司

Licence Record (4)

2021-04-21 – present Current
Pleiad Investment Advisors Limited Rep
RA 9
2018-01-17 – 2021-02-16
Inventio Capital Management (HK) Limited Rep
RA 9
2015-01-12 – 2017-01-14
Credit Suisse (Hong Kong) Limited Rep
RA 4
2012-11-12 – 2014-11-15
CITIC Securities Brokerage (HK) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAL785