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WANG Dawei

王大蔚
CE AWT175Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Dawei (CE number AWT175) is an individual licensed by the Hong Kong SFC. First licensed on 2011-01-31. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPleiad Investment Advisors Limited
磊亞投資顧問有限公司
RepresentativePleiad Investment Advisors Limited
磊亞投資顧問有限公司

Licence Record (4)

2021-09-10 – present Current
Pleiad Investment Advisors Limited Rep
RA 9
2017-11-21 – 2021-06-30
Inventio Capital Management (HK) Limited RO
RA 9
2016-06-22 – 2017-08-31
SFM HK Management Limited RO
RA 9
2011-01-31 – 2016-06-22
SFM HK Management Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWT175