ICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司
CE AXY613Licensed Corporation
ICBC UBS Asset Management (International) Company Limited is a Hong Kong SFC licensed corporation (CE number AXY613). First licensed on 2011-11-18. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-02-05 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2011-11-18 |
| RA 9 | Asset Management | 提供資產管理 | 2011-11-18 |