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CHENG Yu

程瑜
CE BWV865Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHENG Yu (CE number BWV865) is an individual licensed by the Hong Kong SFC. First licensed on 2025-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司

Licence Record (2)

2026-03-10 – present Current
ICBC UBS Asset Management (International) Company Limited RO
RA 1 RA 4
2025-09-23 – 2026-03-10
ICBC UBS Asset Management (International) Company Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWV865