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LU Yang

陸楊
CE BPB343Licensed IndividualSFO licence active
Official SFC record

LU Yang (CE number BPB343) is an individual licensed by the Hong Kong SFC. First licensed on 2019-10-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeICBC UBS Asset Management (International) Company Limited
工銀瑞信資產管理(國際)有限公司

Licence Record (2)

2022-06-14 – present Current
ICBC UBS Asset Management (International) Company Limited Rep
RA 1 RA 4 RA 9
2019-10-29 – 2022-06-02
ICBC International Asset Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BPB343