Marshall Wace Asia Limited is a Hong Kong SFC licensed corporation (CE number ANM673). First licensed on 2006-10-27. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2014-12-19 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2025-08-26 |
| RA 9 | Asset Management | 提供資產管理 | 2006-10-27 |
| CE No. | Name | Chinese |
|---|---|---|
| AVF357 | IWASAKI Daisuke | 岩崎大典 |
| BGH558 | MILLER Elizabeth Kathleen | |
| BJT372 | ROZENTULLER Alexander | |
| BNH611 | MANSOUR Charles Marcus |
| CE No. | Name | Chinese |
|---|---|---|
| AEY336 | RAJPAL Amit | |
| AMB195 | GROVER Gaurav | |
| ARQ990 | KANEKO Tomonori | 金子友紀 |
| AUN897 | SEET Eng Khan | 薛永康 |
| AVF617 | FENG Xiaomai | 馮小麥 |
| AVR370 | JAIN Abhishek Shantilal | |
| AWS033 | YE Qing | 葉青 |
| AWZ383 | LI Alexander William | 李力山 |
| AXR836 | LIM David Aik Liang | |
| AXV981 | MIZUNO Hikaru | |
| BAT724 | FUKUSHIMA Satoru | |
| BBS229 | CHU Jonathan Alex | 朱兆堃 |
| BCZ599 | SEVER Fehim Can | |
| BEI715 | LI Li | 李黎 |
| BHF087 | CHIU Shih-Min | 邱詩閔 |
| BHK668 | LONG Liwei Kevin | |
| BIG438 | WANG Ping | 王平 |
| BIL449 | CHOW Ho Ming, Henry | 周浩銘 |
| BIY462 | LI Longjin | 李龍金 |
| BJK535 | SUN Xiaofei | 孫曉飛 |
| BNJ291 | YIN Shuai | 尹帥 |
| BOJ612 | HONG Runze | 洪潤澤 |
| BPA128 | TANG Shentao | 唐申涛 |
| BPW925 | LE Xintong | 樂欣同 |
| BQA909 | SUGIHARA Hiroki | |
| BQO223 | LIANG Kanghua | 梁康華 |
| BRI684 | LI Yuk Hei Yocia | 李玉晞 |
| BRI765 | ZHOU Nan | 周南 |
| BRR467 | FEI Yifan | 费怡凡 |
| BRS697 | WANG Yikai | 王一開 |
| BRS766 | AN Dongni | 安東尼 |
| BSQ956 | APPLEBY Richard Mark | |
| BTC366 | HUANG Junjie | 黃俊杰 |
| BVF819 | HUANG Bixuan | 黃碧璇 |
| BWE146 | AGARWAL Pratyush | |
| BWK593 | COWLING Lewis John | |
| BWL862 | KUMAR Saurabh | |
| BWP310 | MATTHEW Luke James Sakato | |
| BWQ868 | KANG Leo | 康志雄 |
| BWS427 | YEO Tee Chin | |
| BXM839 | YANG Zhibin | 楊智斌 |
| BXN887 | GU Nigel En-Hua | |
| BXP592 | JIN Xiaojin | 金晓今 |
| BYC562 | CHENG Yifan | 程亦凡 |