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WANG Yikai

王一開
CE BRS697Licensed IndividualSFO licence active
Official SFC record

WANG Yikai (CE number BRS697) is an individual licensed by the Hong Kong SFC. First licensed on 2021-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMarshall Wace Asia Limited

Licence Record (3)

2023-11-07 – present Current
Marshall Wace Asia Limited Rep
RA 9
2022-03-22 – 2023-08-28
CPPIB AE Investments Asia Limited Rep
RA 1
2021-10-15 – 2022-03-22
CPPIB Asia Inc. Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRS697