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MIZUNO Hikaru

CE AXV981Licensed IndividualSFO licence active
Official SFC record

MIZUNO Hikaru (CE number AXV981) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-19. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMarshall Wace Asia Limited

Licence Record (2)

2024-07-23 – present Current
Marshall Wace Asia Limited Rep
RA 9
2011-08-19 – 2024-03-25
UBS Securities Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXV981