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ALPS Capital Management Limited

CE ABP316Licensed Corporation
Date of licence (SFO)
2004-06-25
Register as of
2026-07-21
Last indexed
2026-07-21 17:05 UTC
Official SFC record

ALPS Capital Management Limited is a Hong Kong SFC licensed corporation (CE number ABP316). First licensed on 2004-06-25. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2013-11-20
RA 4Advising on Securities就證券提供意見2004-06-25
RA 9Asset Management提供資產管理2004-06-25

Responsible Officers (4)

CE No.NameChinese
ABW094WANG Audrey王允默
ALA835IP Sau Mai, Amy葉秀薇
AQY025LO Jonathan Ka Yan羅家炘
BMT432AU Vincent Wing Yiu區永耀

Representatives (10)

CE No.NameChinese
AAF390CHUI Mei Ling徐美玲
AQY026LO Ka How, Benjamin羅家浩
ASF492LAU Kui Bong Jonathan劉巨邦
BEE958LEE Tsz Yan, Eva李芷茵
BIK044WONG Yee Ling王綺寧
BMT432AU Vincent Wing Yiu區永耀
BPS174YONG Dun He楊敦和
BRF748SIN Ying Yeung冼英揚
BRH551MAK Ming Hin麥銘顯
BST364FU Siu Lai傅小麗

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ABP316