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IP Sau Mai, Amy

葉秀薇
CE ALA835Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

IP Sau Mai, Amy (CE number ALA835) is an individual licensed by the Hong Kong SFC. First licensed on 2004-07-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerALPS Capital Management Limited

Licence Record (2)

2009-11-05 – present Current
ALPS Capital Management Limited RO
RA 1 RA 4 RA 9
2004-07-28 – 2009-11-05
ALPS Capital Management Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALA835