Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Kui Bong Jonathan

劉巨邦
CE ASF492Licensed IndividualSFO licence active
Official SFC record

LAU Kui Bong Jonathan (CE number ASF492) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-07. Their SFC licence is currently active. Accredited for regulated activities Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (2)

RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeALPS Capital Management Limited

Licence Record (3)

2025-10-20 – present Current
ALPS Capital Management Limited Rep
RA 9
2016-07-25 – 2020-08-31
Petiole Management (Hong Kong) Limited Rep
RA 9
2009-01-07 – 2009-02-24
Deephaven Asia Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASF492