Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Zhongrong PT Securities Limited

中融平和證券有限公司
CE AAV553Licensed Corporation
Date of licence (SFO)
2007-09-04
Register as of
2026-07-23
Last indexed
2026-07-24 08:05 UTC

Zhongrong PT Securities Limited is a Hong Kong SFC licensed corporation (CE number AAV553). First licensed on 2007-09-04. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2007-09-04
RA 2Dealing in Futures Contracts期貨合約交易2010-07-30
RA 3Leveraged Foreign Exchange Trading槓桿式外匯交易2010-07-30
RA 4Advising on Securities就證券提供意見2007-09-04
RA 5Advising on Futures Contracts就期貨合約提供意見2010-07-30

HKEX Participantships (5)

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (4)

CE No.NameChinese
AAG504CHOU Si Kit, James仇詩傑
AAG547TSUI Sui Yee, Dalis徐瑞儀
ABY886LAM Chun Kit, Geoffrey林俊傑
AVL443GU Chuan

Representatives (17)

CE No.NameChinese
AAA824CHOI Kwai Ping蔡貴平
AAG542LO Hau Yin盧巧賢
AAK224SIT Man Ah, May薛曼亞
AAK488YIP Mei Lai葉美麗
AAY089CHUI Yat Fai徐日輝
ABY886LAM Chun Kit, Geoffrey林俊傑
ABY888AU Wai Ching區惠貞
ACK088WONG Cheung Hung王長虹
ACL424YIP Tin Yau, Oliver葉天佑
ADE984LEE Kwok Wing李國榮
AEH684NG Miranda伍伶英
AGJ646MAN Ki Yung文琪容
AMU895CHAU Lai Wa周禮華
AST316CHOU Cho Fan, Jonathan仇祖薰
ATO201NG Suk Yee, Amanda吳淑儀
BAX928DAI Luqian代露茜
BCD493LO Hon Keung盧漢強