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LO Hau Yin

盧巧賢
CE AAG542Licensed IndividualSFO licence active

LO Hau Yin (CE number AAG542) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZhongrong PT Securities Limited
中融平和證券有限公司

Licence Record (1)

2003-04-01 – present Current