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DAI Luqian

代露茜
CE BAX928Licensed IndividualSFO licence active
Official SFC record

DAI Luqian (CE number BAX928) is an individual licensed by the Hong Kong SFC. First licensed on 2013-03-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeZhongrong PT Securities Limited
中融平和證券有限公司

Licence Record (7)

2021-02-03 – present Current
Zhongrong PT Securities Limited Rep
RA 1 RA 2 RA 4 RA 5
2018-08-02 – 2021-01-11
Central China International Securities Co., Limited Rep
RA 1
2018-08-02 – 2021-01-11
Central China International Futures Company Limited Rep
RA 2
2018-01-15 – 2018-07-18
BOCOM International Securities Limited Rep
RA 1 RA 2
2014-07-16 – 2017-12-14
GF Securities (Hong Kong) Brokerage Limited Rep
RA 1
2013-03-22 – 2014-06-05
Gong Ping Securities Limited Rep
RA 1
2013-03-22 – 2014-06-05
Gong Ping Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAX928