Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

Po Kay Securities & Shares Company Limited

步基證券有限公司
CE AAD452Licensed Corporation
Date of licence (SFO)
2005-06-28
Register as of
2026-07-22
Last indexed
2026-07-23 11:05 UTC
Official SFC record

Po Kay Securities & Shares Company Limited is a Hong Kong SFC licensed corporation (CE number AAD452). First licensed on 2005-06-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-06-28
RA 4Advising on Securities就證券提供意見2005-06-28
RA 6Advising on Corporate Finance就機構融資提供意見2005-06-28

HKEX Participantships (4)

Stock Options Participant HKSCC Clearing Participant #B01198 SEHK Participant #01198 Trade-through Exchange Participant #01198

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (3)

CE No.NameChinese
AAD449TANG Chung Ping, Joseph鄧頌平
ACO038SUEN Shuk Ming孫淑明
AEE595NG William Yan Kwai吳仁貴

Representatives (10)

CE No.NameChinese
AAD373HUNG Sin Chak洪先澤
AAD385TANG Tze Shan, Nelson鄧子山
AAF533LAI Koon Kau黎冠球
AAY074PAK Yuk Sen, Clary柏玉仙
ABS031FOK Pui Mi, Mimi霍佩媚
ACZ353WAI Sum Mui, Beatrice衛心梅
ADT182CHUI Siu Wah徐少華
AEE109LAU Yuk Shing, Sammy劉毓盛
AEU756CHOW On So周安素
AXK362CHAN King Hay, Simon陳景禧

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAD452