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NG William Yan Kwai

吳仁貴
CE AEE595Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

NG William Yan Kwai (CE number AEE595) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerPo Kay Securities & Shares Company Limited
步基證券有限公司

Licence Record (2)

2005-10-12 – present Current
Po Kay Securities & Shares Company Limited RO
RA 1 RA 4 RA 6
2003-04-01 – 2006-03-24
Po Kay Securities & Shares Company Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEE595