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HUNG Sin Chak

洪先澤
CE AAD373Licensed IndividualSFO licence active
Official SFC record

HUNG Sin Chak (CE number AAD373) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePo Kay Securities & Shares Company Limited
步基證券有限公司

Licence Record (3)

2013-10-29 – present Current
Po Kay Securities & Shares Company Limited Rep
RA 1
2003-04-01 – 2013-09-19
King Fook Securities Company Limited RO
RA 1 RA 4 RA 6 RA 9
2003-04-01 – 2013-10-04
King Fook Commodities Company Limited RO
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAD373