Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.

Hong Kong SFC Fintech licences — Automated Trading & Credit Rating (Type 7, 10)

The technology-driven edges of the SFC regime: providing automated trading services (Type 7) and credit-rating services (Type 10). A small but strategically important cluster — browse the licensed providers.

Activities in this group

RA 7 · Automated trading RA 10 · Credit rating

Browse the licensees

RA 7 Automated trading — companies · individuals · stats
RA 10 Credit rating — companies · individuals · stats

How to use this

Identify licensed automated-trading-service providers (ATS).
Find the licensed credit-rating agencies operating in HK.
Spot a niche with few incumbents.

Which SFC regulated activities are most common in Hong Kong?

Other licence groups

Hong Kong SFC Asset Management licences (Type 9 & 13) · Hong Kong SFC Virtual-Asset & OTC-derivatives licences (Type 101, 11, 12) · Hong Kong SFC Brokerage & Dealing licences (Type 1, 2, 3, 8) · Hong Kong SFC Advisory & Corporate Finance licences (Type 4, 5, 6)