Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.

Hong Kong SFC Asset Management licences (Type 9 & 13)

The asset-management corner of Hong Kong’s SFC regime: Type 9 (asset management) and Type 13 (depositary services for CISs). Browse every licensed manager and the professionals behind them, with the licensing trend.

Activities in this group

RA 9 · Asset management RA 13 · Depositary services

Browse the licensees

RA 9 Asset management — companies · individuals · stats
RA 13 Depositary services — companies · individuals · stats

How to use this

Source a Type 9 firm to buy, partner with, or benchmark against.
Find responsible officers and representatives with asset-management accreditations.
Gauge how the managed-funds industry has grown over time.

Which SFC regulated activities are most common in Hong Kong?How many SFC-licensed firms and people are there in Hong Kong?

Other licence groups

Hong Kong SFC Virtual-Asset & OTC-derivatives licences (Type 101, 11, 12) · Hong Kong SFC Brokerage & Dealing licences (Type 1, 2, 3, 8) · Hong Kong SFC Advisory & Corporate Finance licences (Type 4, 5, 6) · Hong Kong SFC Fintech licences — Automated Trading & Credit Rating (Type 7, 10)