Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LI Shaojie

李少杰
CE BVK754Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LI Shaojie (CE number BVK754) is an individual licensed by the Hong Kong SFC. First licensed on 2024-10-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFortune Financial Capital Limited
富強金融資本有限公司
RepresentativeFortune (HK) Securities Limited
富強證券有限公司

Licence Record (2)

2025-11-10 – present Current
Fortune (HK) Securities Limited Rep
RA 1
2024-10-07 – 2024-12-05
First Securities (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BVK754