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DU Pei

杜培
CE BUD048Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

DU Pei (CE number BUD048) is an individual licensed by the Hong Kong SFC. First licensed on 2023-10-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerTarget Securities International Limited
泰達證券國際有限公司

Licence Record (4)

2025-05-09 – present Current
Target Securities International Limited RO
RA 1 RA 4 RA 9
2024-06-20 – 2025-05-09
Target Securities International Limited Rep
RA 1 RA 4 RA 9
2024-03-15 – 2024-06-12
Waton Securities International Limited Rep
RA 1 RA 4 RA 9
2023-10-06 – 2023-12-08
Sigma Capital Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUD048