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SOO Kit Sim

蘇潔嬋
CE BUD013Licensed IndividualSFO licence active
Official SFC record

SOO Kit Sim (CE number BUD013) is an individual licensed by the Hong Kong SFC. First licensed on 2024-08-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeArk Securities (Hong Kong) Limited
同舟證券(香港)有限公司

Licence Record (2)

2024-08-27 – present Current
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2024-08-27 – 2026-05-22
Provident Futures (Hong Kong) Limited Rep
RA 2 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUD013