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DAVIES Keith Ernest

CE BUA434Licensed IndividualSFO licence active

DAVIES Keith Ernest (CE number BUA434) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司

Licence Record (2)