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WU Guotai

吴国泰
CE BTP581Licensed IndividualSFO licence active
Official SFC record

WU Guotai (CE number BTP581) is an individual licensed by the Hong Kong SFC. First licensed on 2023-04-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSinolink Securities (Hong Kong) Company Limited
國金證券(香港)有限公司

Licence Record (3)

2025-09-17 – present Current
Sinolink Securities (Hong Kong) Company Limited Rep
RA 6
2023-04-25 – 2025-08-15
CLSA Limited Rep
RA 1
2023-04-25 – 2025-08-15
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTP581