Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

XU Chen

徐晨
CE BTK332Licensed IndividualSFO licence active
Official SFC record

XU Chen (CE number BTK332) is an individual licensed by the Hong Kong SFC. First licensed on 2023-03-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeGuoyuan Capital (Hong Kong) Limited
國元融資(香港)有限公司

Licence Record (2)

2024-10-21 – present Current
Guoyuan Capital (Hong Kong) Limited Rep
RA 1 RA 6
2023-03-21 – 2024-10-02
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTK332