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XIAO Feng Phoenix

肖鳳
CE BTA065Licensed IndividualSFO licence active
Official SFC record

XIAO Feng Phoenix (CE number BTA065) is an individual licensed by the Hong Kong SFC. First licensed on 2022-09-27. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeOrient Securities (Hong Kong) Limited
東方證券(香港)有限公司

Licence Record (3)

2025-11-03 – present Current
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2022-09-27 – 2025-09-30
TFI Securities and Futures Limited Rep
RA 1 RA 4
2022-09-27 – 2024-06-14
TFI Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTA065