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WANG Dan

王丹
CE BTA037Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WANG Dan (CE number BTA037) is an individual licensed by the Hong Kong SFC. First licensed on 2023-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJasper Capital Hong Kong Limited

Licence Record (6)

2026-05-28 – present Current
Jasper Capital Hong Kong Limited RO
RA 4 RA 9
2026-04-22 – 2026-05-28
Jasper Capital Hong Kong Limited Rep
RA 4 RA 9
2025-09-23 – 2026-04-06
FINE SECURITIES LIMITED RO
RA 1 RA 4 RA 9
2025-07-23 – 2025-09-23
FINE SECURITIES LIMITED Rep
RA 4 RA 9
2023-09-22 – 2025-07-14
Spectrum Finance Limited RO
RA 4 RA 9
2023-01-03 – 2023-05-28
Pando Finance Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BTA037