Spectrum Finance Limited
光譜金融有限公司
CE BTR656Licensed Corporation
Spectrum Finance Limited is a Hong Kong SFC licensed corporation (CE number BTR656). First licensed on 2023-09-22. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 4 | Advising on Securities | 就證券提供意見 | 2023-09-22 |
| RA 9 | Asset Management | 提供資產管理 | 2023-09-22 |
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| BKJ032 | WANG Mei-Ling | 汪美玲 |
| BXM723 | FU Flannie Lan | 傅澜 |