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SHEN Qi

沈琦
CE BSY494Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHEN Qi (CE number BSY494) is an individual licensed by the Hong Kong SFC. First licensed on 2022-09-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerThornburg Investment Management (Asia) Limited
尚渤投資管理(亞洲)有限公司
RepresentativeThornburg Investment Management (Asia) Limited
尚渤投資管理(亞洲)有限公司

Licence Record (2)

2024-08-14 – present Current
Thornburg Investment Management (Asia) Limited RO
RA 1
2022-09-26 – present Current
Thornburg Investment Management (Asia) Limited Rep
RA 1 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSY494