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Thornburg Investment Management (Asia) Limited

尚渤投資管理(亞洲)有限公司
CE BPQ208Licensed Corporation
Date of licence (SFO)
2020-10-20
Register as of
2026-07-23
Last indexed
2026-07-23 20:05 UTC
Official SFC record

Thornburg Investment Management (Asia) Limited is a Hong Kong SFC licensed corporation (CE number BPQ208). First licensed on 2020-10-20. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2020-10-20
RA 9Asset Management提供資產管理2022-09-30

Responsible Officers (3)

CE No.NameChinese
ALQ626GU Andrew Ye Yan顧燁彥
BSY494SHEN Qi沈琦
BWC581SCHUMAN Jonathan David

Representatives (1)

CE No.NameChinese
BSY494SHEN Qi沈琦

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/BPQ208