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SHEN Yi

沈逸
CE BSH061Licensed IndividualSFO licence active
Official SFC record

SHEN Yi (CE number BSH061) is an individual licensed by the Hong Kong SFC. First licensed on 2022-04-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeStarlight Capital Limited
RepresentativeStarlight Securities Limited

Licence Record (4)

2023-10-18 – present Current
Starlight Capital Limited Rep
RA 6
2023-08-07 – present Current
Starlight Securities Limited Rep
RA 1 RA 4
2022-04-12 – 2023-06-21
TFI Securities and Futures Limited Rep
RA 1 RA 4
2022-04-12 – 2023-03-23
TFI Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSH061