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LIU Duming

劉杜明
CE BRK575Licensed IndividualSFO licence active
Official SFC record

LIU Duming (CE number BRK575) is an individual licensed by the Hong Kong SFC. First licensed on 2021-07-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeZhongtai International Futures Limited
中泰國際期貨有限公司
RepresentativeZhongtai International Securities Limited
中泰國際證券有限公司

Licence Record (5)

2025-08-12 – present Current
Zhongtai International Futures Limited Rep
RA 2
2025-07-09 – present Current
Zhongtai International Securities Limited Rep
RA 1
2024-11-08 – 2025-06-27
Finloop Finance Limited Rep
RA 1
2024-11-08 – 2025-06-27
Fosun International Securities Limited Rep
RA 1 RA 4
2021-07-14 – 2024-09-13
Quam Securities Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRK575