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HAN Yuxin

韓禹歆
CE BRD962Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HAN Yuxin (CE number BRD962) is an individual licensed by the Hong Kong SFC. First licensed on 2021-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCLSA Limited
中信里昂證券有限公司
RepresentativeCITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司

Licence Record (4)

2026-06-02 – present Current
CITIC Securities Brokerage (HK) Limited Rep
RA 1
2024-01-10 – present Current
CLSA Limited RO
RA 1
2021-05-03 – 2024-01-10
CLSA Limited Rep
RA 1 RA 4
2021-05-03 – 2022-07-06
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BRD962