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CAI Linfeng

蔡林峰
CE BQO296Licensed IndividualSFO licence active
Official SFC record

CAI Linfeng (CE number BQO296) is an individual licensed by the Hong Kong SFC. First licensed on 2020-12-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeChina Industrial Securities International Brokerage Limited
興證國際證券有限公司

Licence Record (4)

2024-12-05 – present Current
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2023-02-15 – 2023-04-12
Caitong International Securities Co., Limited Rep
RA 1 RA 4
2020-12-16 – 2022-08-12
CLSA Limited Rep
RA 1 RA 4
2020-12-16 – 2022-08-12
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQO296