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SHAO Jin

邵晋
CE BQH142Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SHAO Jin (CE number BQH142) is an individual licensed by the Hong Kong SFC. First licensed on 2020-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerEmperor Asset Management Limited
英皇資產管理有限公司
RepresentativeEmperor Securities Limited
英皇證券有限公司

Licence Record (5)

2024-09-30 – present Current
Emperor Asset Management Limited RO
RA 4 RA 9
2024-05-06 – present Current
Emperor Securities Limited Rep
RA 1 RA 4
2024-05-06 – 2024-09-30
Emperor Asset Management Limited Rep
RA 4 RA 9
2023-01-12 – 2024-03-28
Zhongtai International Asset Management Limited Rep
RA 4 RA 9
2020-11-04 – 2022-01-31
Shenwan Hongyuan Asset Management (Asia) Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQH142